Highlights

December 2019

Regulation Will climate risks be incorporated into cost of capital calculations under Solvency 2?

ESG and climate risks appear to be a real source of concern for most of those who responded to the request for information that the EIOPA conducted in order to prepare its opinion. The EIOPA rendered its opinion on 30th September; at this stage it advises undertakings to (...)

Regulation

ESMA clarifies format for disclosure of risk factors in prospectuses

Regulation

EIOPA investigates how ESG and climate risks will be included in Solvency 2

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November 2015

Regulation EDHEC Risk regrets that the future text on European regulation of benchmarks organises opacity in the index provision market

An agreement between the European Parliament and the Council of the EU on a Regulation of financial benchmarks was found in the night of November 24 to 25, 2015. Unfortunately, this agreement does not respond to the criticism that EDHEC Risk Institute had (...)

November 2015

Regulation Global banks appear well-prepared to meet TLAC requirements

The Financial Stability Board also released details on total loss-absorbing capacity, or TLAC, requirements that all 30 G-SIBs will need to meet. The rule requires that a bank have sufficient amounts of debt that could be bailed in to recapitalize it in times of (...)

November 2015

Regulation SNL Financial: German landesbanken inch toward long-overdue consolidation

With a little help from Brussels, Germany is beginning to think the unthinkable.

October 2015

Regulation ESMA adds Index CDS to central clearing obligation

The European Securities and Markets Authority (ESMA) has today finalised and issued a draft regulatory technical standard (RTS) for the central clearing of Credit Default Swaps (CDS), ESMA is required to develop RTS which implement the European Market Infrastructure (...)

September 2015

Regulation ESMA readies MiFID II, MAR, and CSDR

The European Securities and Markets Authority (ESMA) today published its final technical standards (TS) on some of the most important pieces of post-crisis financial regulation: the Markets in Financial Instruments Directive (MiFID (...)

September 2015

Regulation ESAs see continued risks in EU financial markets and call for rigorous action on assets and liabilities

The European Supervisory Authorities (ESAs) for securities (ESMA), banking (EBA), and insurance and occupational pensions (EIOPA) have today issued their August 2015 Joint Committee Report on Risks and Vulnerabilities in the EU financial (...)

July 2015

Regulation ESMA consults on UCITS remuneration guidelines

The European Securities and Markets Authority (ESMA) has launched a consultation on proposed Guidelines on sound remuneration policies under the UCITS V Directive and AIFMD. The Directive includes rules that UCITS must comply with when establishing and applying a (...)

March 2015

Regulation EDHEC-Risk Institute warns European Parliament on opacity in index regulation proposal

In an open letter addressed to the Chair of the European Parliament ECON committee, Roberto Gualtieri on February 20, 2015, EDHEC-Risk Institute has expressed its concern about the new draft text which is being proposed for a vote by the committee on March 9, which plans to (...)

March 2015

Regulation ESMA publishes review on best execution supervisory practices under MiFID

The European Securities and Markets Authority (ESMA) has conducted a peer review on how national regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating to investment firms’ obligation to provide best execution, or obtain the (...)

October 2014

Regulation ECB’s in-depth asset quality review shows banks need to take further action

The European Central Bank (ECB) has today published the results of a thorough year-long examination of the resilience and positions of the 130 largest banks in the euro area as of 31 December 2013. The comprehensive assessment—which consisted of the asset quality review (AQR) (...)

July 2014

Regulation ESMA publishes accounting enforcement guidelines

The European Securities and Markets Authority (ESMA) has published its final Guidelines on the enforcement of financial information published by listed entities in the European Union (EU). The aim of the guidelines is to strengthen and promote greater supervisory convergence (...)

May 2014

Regulation ESMA approves EuroRating as a credit rating agency

The European Securities and Markets Authority (ESMA) has approved the registration of EuroRating Sp. z o.o., based in Poland, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 7 May (...)

March 2014

Regulation ESMA issues good practices for structured retail product governance

The European Securities and Markets Authority (ESMA) has published an opinion on structured retail products, setting out good practices for firms when manufacturing and distributing these products.

March 2014

Regulation ESMA consults on major shareholders disclosures

The European Securities and Markets Authority (ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings and the indicative list of financial instruments (...)

February 2014

Regulation ESMA-EBA: Euribor makes significant progress with reforms

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have today published theresults of their joint review of the Euribor-EBF. The review found that Euribor-EBF has made significant progress in implementing the ESMA-EBA (...)

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Regulation Solvency II: The conventions of the standard model and possible adverse effects

The Solvency II framework will change the way insurance companies address the investments performance in risky assets, by adding a new parameter to the traditional risk / reward tradeoff ....

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Regulation Solvency II: Advantage convertible bonds

The results of QIS 5 confirmed that convertible bonds bear low capital cost. A balanced-profile convertible bond portfolio with optimized convexity therefore obtains a moderate intrinsic SCR whilst benefiting from «equity» (...)

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Regulation CPSS IOSCO: principles for financial market infrastructures

Through 24 principles and five responsibilities, including significant details and commentary, the BIS’s Committee on Payment and Settlement Systems (CPSS) and IOSCO have addressed the risks faced by financial market infrastructures (...)

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Regulation High Frequency Trading (HFT): Positive for forex market and negative for equities ?

While the AMF and European regulators plan to limit or prohibit HFT, the BSI considers it to be beneficial to the foreign exchange market in normal times and in times of stress...

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Regulation Investors should join forces to demand better sell-side research

A new survey draws attention to widespread flaws in sell-side research. But the advent of MiFID II may provide an opportunity for investors to push for change, write Steve Waygood and Anita Skipper.

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Regulation Regulations and investment funds

New European legal framework, offshore passports in issue, Benoit de la Chapelle-Bizot, Financial Counselor, Head of the French Government’s Economic and Finance Department, presents an update on recent regulatory developments relating to investment (...)

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Regulation EDHEC-Risk Institute denounces short selling bans

EDHEC-Risk Institute condemns the August 11 decisions by the financial market authorities in Belgium, France, Italy and Spain to impose or extend short-selling bans in the wake of renewed market volatility.

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Regulation ISO 20022: 2014, a pivotal year

The environment of Asset Servicing activities has been experiencing significant structural movements for several years, generating both “major regulatory waves” sweeping particularly through Europe and a series of ground swells of “self-regulating” initiatives, such as the (...)

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Regulation Financial transactions taxation is applicable to France

According to the firm 99 Partners Advisory, it is possible, from now, to put in place a tax on financial transactions,

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Regulation Extension of the ban on the taking of net short positions in ten French securities of the financial sector

The Board of the AMF considered that the market conditions were not satisfactory to lift the said ban.

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Regulation Basel Committee concludes assessment of Basel III capital regulations in Switzerland

The Basel Committee on Banking Supervision has today published a report assessing the regulations that implement the Basel capital framework in Switzerland.

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Regulation ESMA publishes review on best execution supervisory practices under MiFID

The European Securities and Markets Authority (ESMA) has conducted a peer review on how national regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating to investment firms’ obligation to provide best execution, or obtain the (...)

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Regulation Global banks appear well-prepared to meet TLAC requirements

The Financial Stability Board also released details on total loss-absorbing capacity, or TLAC, requirements that all 30 G-SIBs will need to meet. The rule requires that a bank have sufficient amounts of debt that could be bailed in to recapitalize it in times of (...)

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Regulation ESMA amends MiFID II standards on non-equity transparency and position limits

The European Securities and Markets Authority (ESMA) has issued today two Opinions proposing amendments to its draft Regulatory Technical Standards (RTSs) under the Markets in Financial Instruments Directive (MiFID II) and Regulation (...)

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Regulation ESMA resumes US CCP recognition process following EU-US agreement

The European Securities and Markets Authority (ESMA) welcomes the common approach announced today by the European Commission and the US Commodity Futures Trading Commission (CFTC) on the equivalence of CCP regimes.

Focus

Regulation Regulatory prospects: 2012 and beyond

2009 was a year of intense reflection on the functioning of the financial sector. There followed an intense regulatory activity in 2010, unfortunately with few formal adoptions of regulations. 2011 marked the surge of the will to succeed with provisional schedules. Where do (...)

Focus

Solvency II

Solvency II: What is the impact of Solvency II for asset allocation? | Using of hedging strategies for portfolios via derivatives | Internal model or a standard model

Selection: Regulation

Note The impact of Solvency 2 on insurers asset allocation

Implications for asset allocation? Incitement to diversification? Optimization of the volatility hedging ratio ? Allocation depending on the level of wealth of the insurance company? Groupama AM updates on the impact of Solvency 2 for (...)

Note Challenges for Europe’s banks

Even in the seemingly unlikely case that a comprehensive solution to the sovereign crisis is found, the changed regulatory backdrop is a major challenge for the banks, and probably for the economy as a whole.

News Forex: the list of unauthorised websites in France

ACP and AMF update the list of unauthorised websites offering forex investments

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