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Regulation

IMG
Regulation, July 2016
ESMA consults on proposed central clearing delay for small financial counterparties
The European Securities and Markets Authority (ESMA) has published today a consultation paper proposing to change the phase-in period for central clearing of OTC derivatives applicable to financial counterparties with a limited volume of derivatives activity under the (...)
IMG
Regulation, July 2016
ESMA identifies scope for greater EU harmonisation in prospectuses approval
The European Securities and Markets Authority (ESMA) has today published a peer review on the efficiency and effectiveness of European Union (EU) national securities markets regulators’ approval of prospectuses, the disclosure documents prepared by issuers when they want to (...)
IMG
News, June 2016
PSD2 will empower consumers and challenge banks to reconsider their business models
The EU’s Directive on Payment Services 2 (PSD2) is set to accelerate the fragmentation of Europe’s retail banking industry following the global financial crisis, according to financial services research and insight firm Verdict (...)
IMG
Regulation, June 2016
ESMA reminds firms of responsibilities when selling bail-in securities
The European Securities and Markets Authority (ESMA) has published a Statement reminding banks and investment firms (‘firms’) of their responsibility to act in their clients’ best interests when selling bail-in-able financial (...)
IMG
Regulation, May 2016
ESMA issues opinion on MiFID II standards on ancillary activities
The European Securities and Markets Authority (ESMA) has issued today an Opinion in response to a letter sent by the European Commission (Commission) asking to amend its draft RTS 20 under the Markets in Financial Instruments Directive (MiFID II) and Regulation (...)

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