Regulation
All article related regulation within investment banking
Regulation
Regulation,
March 2021
The latest episode in the PRIIPs saga
The application of PRIIPs has been mired in controversy. Our view remains that the latest attempts to address problems with the regulation are a step forward but fail to remedy the fundamental flaws. The analysis of Anastasia Petraki, Head of Policy Research at (...)
News,
September 2020
ESMA sees high risk of decoupling of financial market performance and underlying economic activity
The European Securities and Markets Authority (ESMA), the EU securities markets regulator, today publishes its second Trends, Risks and Vulnerabilities (TRV) Report of 2020.
Regulation,
March 2020
ESMA requires net short position holders to report positions of 0.1% and above
The European Securities and Markets Authority (ESMA) has issued a decision temporarily requiring the holders of net short positions in shares traded on a European Union (EU) regulated market to notify the relevant national competent authority (NCA) if the position reaches or (...)
News,
October 2019
ESMA prepares for new responsibilities in 2020
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published its 2020 Work Programme (WP), setting out its priorities and areas of focus for the next 12 months in support of its mission to enhance investor protection and promote (...)
Note,
September 2019
Investors face increasing risks amid renewed market volatility
The European Securities and Markets Authority (ESMA), the EU’s securities regulator, has published the second Trends, Risks and Vulnerabilities (TRV) report for 2019. The report identifies a deteriorating outlook for the asset management industry and continued very high (...)
|
|
© Next Finance 2006 - 2024 - All rights reserved
Accidental Americans Create Headache for French, European Banks