Partners

Regulation

IMG
Regulation, July 2014
ESMA publishes accounting enforcement guidelines
The European Securities and Markets Authority (ESMA) has published its final Guidelines on the enforcement of financial information published by listed entities in the European Union (EU). The aim of the guidelines is to strengthen and promote greater supervisory convergence (...)
IMG
Regulation, March 2014
ESMA issues good practices for structured retail product governance
The European Securities and Markets Authority (ESMA) has published an opinion on structured retail products, setting out good practices for firms when manufacturing and distributing these products.
IMG
Regulation, February 2014
ESMA tells firms to improve their selling practices for complex financial products
The European Securities and Markets Authority (ESMA) has published an Opinion on practices to be observed by investment firms when selling complex financial products to investors. ESMA is issuing this opinion to remind national supervisors and investment firms about the (...)
IMG
Regulation, February 2014
Financial Benchmarks: EDHEC-Risk Institute welcomes vote delay, calls for transparency
EDHEC-Risk Institute welcomes delay of European Parliament vote on the regulation of financial benchmarks and calls for high and uniform standards of transparency to allow investors to make informed decisions and promote integrity, competition and innovation in the indexing (...)
IMG
Regulation, December 2013
Amundi Alternative Investments obtains AIFM authorisation
Amundi Alternative Investments SAS (Amundi AI), a wholly-owned subsidiary of Amundi, has obtained AIFM authorisation from the French securities regulator (Autorité des Marchés Financiers) for all of its investment solutions. The AIFM directive, transposed by the EU member (...)

Operational Support

IMG
Innovation, June 2011
NYSE BondMatch, the new Multilateral Trading Facility
NYSE BondMatch will enable professional investors to trade more than 1,800 international corporate, financial and covered bonds on a transparent order book with firm orders...
IMG
Innovation, April 2011
Sélection 1818: the new platform dedicated to independent financial advisors
Banque Privée 1818 and Rothschild & Cie Banque have signed the final agreement for the creation of their common platform dedicated to independent financial advisors, born out of the merger of Sélection R and 1818 (...)
IMG
Innovation, March 2011
T2S or Target2-Securities platform
T2S will provide a single technical platform for processing settlement instructions, in a harmonised manner, for 28 CSDs in Europe, in different currencies and at the same price for both domestic and cross-border (...)
IMG
Opinion, May 2010
Launching a hedge fund: reputation first!
Although capital requirements are much more important now than they were a dozen years ago, it is reputation which is all important...
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