Partners

Regulation

IMG
Regulation, July 2014
ESMA publishes accounting enforcement guidelines
The European Securities and Markets Authority (ESMA) has published its final Guidelines on the enforcement of financial information published by listed entities in the European Union (EU). The aim of the guidelines is to strengthen and promote greater supervisory convergence (...)
IMG
Regulation, March 2014
ESMA issues good practices for structured retail product governance
The European Securities and Markets Authority (ESMA) has published an opinion on structured retail products, setting out good practices for firms when manufacturing and distributing these products.
IMG
Regulation, February 2014
ESMA tells firms to improve their selling practices for complex financial products
The European Securities and Markets Authority (ESMA) has published an Opinion on practices to be observed by investment firms when selling complex financial products to investors. ESMA is issuing this opinion to remind national supervisors and investment firms about the (...)
IMG
Regulation, February 2014
Financial Benchmarks: EDHEC-Risk Institute welcomes vote delay, calls for transparency
EDHEC-Risk Institute welcomes delay of European Parliament vote on the regulation of financial benchmarks and calls for high and uniform standards of transparency to allow investors to make informed decisions and promote integrity, competition and innovation in the indexing (...)
IMG
Regulation, December 2013
Amundi Alternative Investments obtains AIFM authorisation
Amundi Alternative Investments SAS (Amundi AI), a wholly-owned subsidiary of Amundi, has obtained AIFM authorisation from the French securities regulator (Autorité des Marchés Financiers) for all of its investment solutions. The AIFM directive, transposed by the EU member (...)

Operational Support

IMG
Strategy, November 2012
Philippe Aurain: "The choice of flexibility is not trivial"
According to Philippe Aurain, CEO of Fédéris MANAGEMENT, given the diversity of processes called Flexible Management; we should probably define a typology helping investors to find themselves in a multi-faceted (...)
IMG
Operational Support, April 2012
SGSS In ITALY mandated by Metropole Gestion
Societe Generale Securities Services in Italy (SGSS S.p.A.) has been appointed by Metropole Gestion to act as its local Transfer Agent in Italy, providing it with paying agent and investor relations management (...)
IMG
Operational Support, March 2012
SGSS in Italy mandated by Hermes Linder Fund Sicav
Societe Generale Securities Services in Italy (SGSS S.p.A.) has been appointed by Hermes Linder Fund Sicav Plc to act as its local Transfer Agent in Italy, providing it with paying agent and investor relations management (...)
IMG
News, February 2012
SGSS in Italy mandated by BSI Wealth & Family SIM S.p.a.
SGSS in Italy (SGSS S.p.A.) has been appointed by BSI Wealth & Family SIM S.p.A. (BSI SIM) to provide personalised custody and settlement services.
IMG
News, December 2011
SGSS et Oddo Services mandated by Convictions AM
Societe Generale Securities Services (SGSS) and Oddo Services have been mandated by Convictions Asset Management to provide custody account-keeping services for the launch of its new discretionary management activity.
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