Regulation
All the articles related to institutional investors' regulation
Regulation
News,
October 2014
SNL Financial releases analysis on the state of Europe’s banking systems ahead of the ECB’s comprehensive assessment
SNL Financial’s latest report finds that banks in the Eurozone periphery, particularly Italy, will be severely stretched.
Regulation,
July 2014
ESMA publishes accounting enforcement guidelines
The European Securities and Markets Authority (ESMA) has published its final Guidelines on the enforcement of financial information published by listed entities in the European Union (EU). The aim of the guidelines is to strengthen and promote greater supervisory convergence (...)
Regulation,
March 2014
ESMA issues good practices for structured retail product governance
The European Securities and Markets Authority (ESMA) has published an opinion on structured retail products, setting out good practices for firms when manufacturing and distributing these products.
Regulation,
March 2014
ESMA consults on major shareholders disclosures
The European Securities and Markets Authority (ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings and the indicative list of financial instruments (...)
Regulation,
February 2014
ESMA-EBA: Euribor makes significant progress with reforms
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have today published theresults of their joint review of the Euribor-EBF. The review found that Euribor-EBF has made significant progress in implementing the ESMA-EBA (...)
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