Services
All article related investor services in asset management
Regulation
Regulation,
May 2016
ESMA amends MiFID II standards on non-equity transparency and position limits
The European Securities and Markets Authority (ESMA) has issued today two Opinions proposing amendments to its draft Regulatory Technical Standards (RTSs) under the Markets in Financial Instruments Directive (MiFID II) and Regulation (...)
Regulation,
April 2016
ESMA finds room for improvement in national supervision of investment advice to retail clients
The European Securities and Markets Authority (ESMA) has today published a peer review on how national regulators assess compliance with MiFID’s suitability requirements when firms provide investment advice to retail (...)
Salary & Bonus,
April 2016
ESMA publishes UCITS remuneration guidelines
The European Securities and Markets Authority (ESMA) has published its final Guidelines on sound remuneration policies under the UCITS Directive and AIFMD. ESMA has also written to the European Commission, European Council and European Parliament on the proportionality (...)
Regulation,
February 2016
ESMA consults on implementation of the Benchmarks Regulation
The European Securities and Markets Authority (ESMA) has today published a Discussion Paper (DP) regarding the technical implementation of the incoming Benchmarks Regulation (BR)...
Regulation,
February 2016
ESMA resumes US CCP recognition process following EU-US agreement
The European Securities and Markets Authority (ESMA) welcomes the common approach announced today by the European Commission and the US Commodity Futures Trading Commission (CFTC) on the equivalence of CCP regimes.
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Operational Support
Note,
December 2011
A growing demand for front-office and risk solutions!
Linedata announced the results of its Annual Investment Management Survey. Although the study underlined unsurprisingly, regulatory pressures and their impact, there is real interest in moving towards hosted solutions SaaS as well as the need, in 2012, for front-office and (...)
News,
November 2011
Societe Generale Securities Services mandated by Banca di Bologna
Societe Generale Securities Services (SGSS) in Italy has been appointed by Banca di Bologna to provide it with custody and settlement services.
Innovation,
October 2011
BNP Paribas Securities Services unveils expanded market and financing services
Alongside custody, clearing and fund administration, the custodian bank’s Market and Financing Services business line now offers principal and agency lending, foreign exchange and collateral management – as well as a variety of financing solutions to asset owners, asset (...)
Strategy,
October 2011
The hidden value of collateral management for investors
A combination of collateral management and securities lending can play a key role in the search of a yield pick-up of some kind. Reinvesting unused cash or lending out unused securities can help add a few basis points to the total (...)
Innovation,
July 2011
BNP Paribas Securities Services launches first UCITS IV master feeder solution
Designed to help asset managers reach more end investors and achieve efficiencies, the solution also introduces the concept of a cost-free feeder – a new paradigm in fund distribution
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The latest episode in the PRIIPs saga