Services
All article related investor services in asset management
Regulation
Regulation,
May 2016
ESMA amends MiFID II standards on non-equity transparency and position limits
The European Securities and Markets Authority (ESMA) has issued today two Opinions proposing amendments to its draft Regulatory Technical Standards (RTSs) under the Markets in Financial Instruments Directive (MiFID II) and Regulation (...)
Regulation,
April 2016
ESMA finds room for improvement in national supervision of investment advice to retail clients
The European Securities and Markets Authority (ESMA) has today published a peer review on how national regulators assess compliance with MiFID’s suitability requirements when firms provide investment advice to retail (...)
Salary & Bonus,
April 2016
ESMA publishes UCITS remuneration guidelines
The European Securities and Markets Authority (ESMA) has published its final Guidelines on sound remuneration policies under the UCITS Directive and AIFMD. ESMA has also written to the European Commission, European Council and European Parliament on the proportionality (...)
Regulation,
February 2016
ESMA consults on implementation of the Benchmarks Regulation
The European Securities and Markets Authority (ESMA) has today published a Discussion Paper (DP) regarding the technical implementation of the incoming Benchmarks Regulation (BR)...
Regulation,
February 2016
ESMA resumes US CCP recognition process following EU-US agreement
The European Securities and Markets Authority (ESMA) welcomes the common approach announced today by the European Commission and the US Commodity Futures Trading Commission (CFTC) on the equivalence of CCP regimes.
|
|
© Next Finance 2006 - 2025 - All rights reserved