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March 2021

Regulation The latest episode in the PRIIPs saga

The application of PRIIPs has been mired in controversy. Our view remains that the latest attempts to address problems with the regulation are a step forward but fail to remedy the fundamental flaws. The analysis of Anastasia Petraki, Head of Policy Research at (...)

November 2020

Regulation ESMA tells fund managers to improve readiness for future adverse shocks

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published a Report on the preparedness of investment funds with significant exposures to corporate debt and real estate assets, for potential future adverse liquidity and (...)

December 2019

Regulation Will climate risks be incorporated into cost of capital calculations under Solvency 2?

ESG and climate risks appear to be a real source of concern for most of those who responded to the request for information that the EIOPA conducted in order to prepare its opinion. The EIOPA rendered its opinion on 30th September; at this stage it advises undertakings to (...)

October 2019

News ESMA prepares for new responsibilities in 2020

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published its 2020 Work Programme (WP), setting out its priorities and areas of focus for the next 12 months in support of its mission to enhance investor protection and promote (...)

April 2019

Regulation ESMA clarifies format for disclosure of risk factors in prospectuses

The European Securities and Markets Authority (ESMA) has published its final guidelines on how national competent authorities (NCAs) should review risk factors, as required by the new Prospectus Regulation (PR).

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